FS REGULATORY 2-5PQE

Recruiter
Location
London, England / City of London, London, England
Salary
Negotiable
Posted
14 Sep 2017
Closes
12 Oct 2017
Ref
DS16866
Contact
Daniel Smith
Vacancy Type
Lawyers
Contract/hours
Full time

The firm has a strong and deep financial regulation practice globally with dedicated aprtners in London, Sydney, Hong Kong, Sydney, Melbourne, Tokyo, Beijing.......

The Financial Regulation Team acts for a variety of banks, investment banks, fund managers, clearing houses, insurers and other FCA and PRA regulated firms.

Typical work includes:

  • Obtaining new authorisations/registrations;
  • MiFID II advice;
  • Brexit advice;
  • Regulatory enforcement work;
  • Drafting compliance and risk management policies and procedures;
  • Regulatory aspects of product structuring and distribution;
  • Cross-jurisdictional regulatory issues;
  • Regulatory aspects of multilateral trading platforms;
  • Management of regulatory capital;
  • Conflicts of interest in full service financial institutions;
  • Market abuse and insider deal

For a confidential chat, please don't hesitate to call on +44 (0)20 7691 2888 and ask for one of our dedicated consultants.

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