Financial Regulation & GDPR (5-8+ PQE)

Chadwick Nott
London, England
Closing date
13 Oct 2020

View more

Sector/Practice Area
Banking/Finance, Regulatory/Compliance
Vacancy Type
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Our client is a FTSE 100 sports gaming and betting company are seeking an Interim Financial Regulations Lawyer with a good understanding of GDPR/DataProtection. The role will be to work on financial regulatory matters, as well as assisting with the firm's client complaints handling and data subject access requests.


  • A mid-level to senior role in a regulated investment firm
  • Advising on a range of financial regulatory matters in connection with the groups core businesses, including regarding
  • MiFID II, direct market access/direct electronic access, SFTR, MAR, costs and charges, product governance/new business, and SMCR
  • Advising on the firm's product documentation and terms of business
  • Drafting documentation for new products, services, or other third party arrangements
  • Advising on the firm's compliance with UK financial regulation as an incoming EEA firm (UK branch)
  • Advising on the firm's plans for compliance with the expected future enactment of the EU Investment Firms Directive and Investment Firms Regulation
  • Complaints handling and data subject access requests
  • Reviewing and advising on the circumstances of client complaints
  • Drafting responses to client complaints
  • Managing the firm's review and response to GDPR data subject access requests received from clients

Role Requirements:

  • Qualified lawyer (5-8+ PQE)
  • Previous experience in financial regulation gained with reputable firm
  • Previous experience in-house a strong advantage
  • Previous experience of DSARs an advantage but not essential
  • Willingness to add data protection/GDPR understanding to core regulatory skill set

This role will initially be offered for 4 months, expected to be renewed, in total 6-9 months, and potentially further.

If you are interested and feel you have the skills and experience to be suitable for this role please send your CV for consideration

Chadwick Nott Ltd is acting as an Employment Business in relation to this vacancy.

Our business is about you. Helping you find the right job. We’ve been in the recruitment industry for 20 years, so we’re confident we can make a real difference to your career prospects. Over half of our business is repeat or recommended business – candidates returning for their next career move or recommending their colleagues to us. We like it like that.


But that’s not enough. We want to improve our legal recruitment service every day, every week, and every year, to ensure your success.


Our depth and breadth of experience means we already know the legal recruitment market inside out. And our industry-leading training programme fully prepares candidates for what lies ahead in a law career. So, as a lawyer, you can trust us when you need to take the next step.


We see things from your perspective. Nearly all our staff have legal training, and many have actually practised as solicitors. Which means you benefit from their in-depth knowledge of local markets, and specialist legal recruitment advice from consultants with first-hand, relevant experience.


Of course we take your career extremely seriously. We’ve worked long and hard to build trust and rapport with our clients and candidates, and all our dealings are treated with utmost confidence. We have a reputation for being proactive and well connected in the legal profession, and we’re always determined to achieve the best possible outcome for you.


For more information about how we can assist you please visit or call us in confidence on 0800 0121 848


Contact Us
  • 4th Floor
  • 9 Devonshire Square
  • London
  • EC2M 4HP
  • GB
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