Compliance Executive

Chadwick Nott
City of London, London, England
03 Aug 2018
02 Sep 2018
Sarah Boxall
Sector/Practice Area
Banking/Finance, Regulatory/Compliance
Full time

Our client is a global law firm; they are a market leader within the insurance sector and are currently seeking a Compliance Executive to join their London office.

You will assist the Risk & Compliance team on a wide variety of tasks, to include internal file audits of legal and insurance claims files, drafting anti-money laundering and other regulatory procedures, client regulatory audits and tender enquiries, some complaints and claims investigation, as well as administrative roles such as the management of the firm's quality management system and certification body, handling FCA registration issues, intranet publishing and diary/meeting management.


  • Strong academics (A Levels, degree or equivalent)
  • Excellent IT skills
  • Previous general compliance and regulatory experience gained within the UK insurance industry
  • Previous experience of SRA, AML and FCA compliance requirements, drafting policy and guidance documents, process auditing
  • Highly organised, able to prioritise workloads and manage multiple projects.

For more information, please contact Sarah Boxall at Chadwick Nott.

Chadwick Nott Ltd is acting as an Employment Agency in relation to this vacancy.

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